Financial Audit : Securities and Exchange Commission's Financial Statements for Fiscal Year 2004

Established in 1934 to enforce the securities laws & protect investors, the Securities & Exchange Comm. (SEC) plays an important role in maintaining the integrity of the U.S. securities markets. The SEC is required to prepare & submit to Congress & the Office of Mgmt. & Budget (OMB) audited financial statements. This is the initial audit of SEC's financial statements. The audit was done to determine whether, in all material respects: (1) SEC's FY2004 financial statements were reliable, (2) SEC's mgmt. maintained effective internal control over financial reporting & compliance with laws & regulations, & (3) SEC's mgmt. complied with applicable laws & regulations. Charts & tables.Walker, David M. is the author of 'Financial Audit : Securities and Exchange Commission's Financial Statements for Fiscal Year 2004', published 2005 under ISBN 9781422300640 and ISBN 1422300641.