Securities Arbitration Actions Needed to Address Problem of Unpaid Awards

Evaluates issues relating to the arbitration process in the securities industry. It discusses: (1) whether arbitration forums had implemented recommendations made in the 1992 GAO report, Securities Arbitration: How Investors Fare, & assessed the effectiveness of the changes; (2) how investors fared in securities arbitration award decisions; & (3) the extent to which investors were paid the amounts awarded by arbitration panels. The report includes recommendations to the Chairman, U.S. Securities & Exchange Commission, regarding regulatory actions to address the problem of unpaid arbitration awards. Charts & tables.McCool, Thomas J. is the author of 'Securities Arbitration Actions Needed to Address Problem of Unpaid Awards' with ISBN 9780756703806 and ISBN 0756703808.