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9780470519042

Essential Strategies for Financial Services Compliance

Essential Strategies for Financial Services Compliance

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Product details

  • ISBN-13: 9780470519042
  • ISBN: 0470519045
  • Publisher: Wiley & Sons, Incorporated, John

AUTHOR

Mills, Annie

SUMMARY

This book offers a strategy for the compliance officer, showing how to implement and apply regulations and requirements. It includes 'data warehouses' comprising snapshot guidance on the various regulators, industry regulators, global legislation, documentation and financial products.Mills, Annie is the author of 'Essential Strategies for Financial Services Compliance' with ISBN 9780470519042 and ISBN 0470519045.

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